7-Week Live Cohort Starts Tuesday, Sept. 15, 2026•$397 Flat
Series 65 Success Accelerator
Pass the NASAA Investment Advisers Law Examination with our structured 7-week cohort. Live Zoom lectures, 130-question diagnostic exam, Thursday scenario reviews, and mastery of high-weight regulatory rules.
Standard Weekly Study Rhythm (Zoom Live)
• Tuesday Live Training: 1:30 PM - 3:00 PM
• Thursday Review Session: 11:00 AM - 12:00 PM
• Wednesday Study: 45-60 min notes & formulas
• Fri-Sun Drills: 20-30 min daily practice
Note: Live training sessions are delivered interactive on Zoom. No live recordings are provided.
The 7-Week Master Schedule
From Diagnostic to 80%+ Exam Simulation
Every topic mapped with precision to NASAA exam weightings.
W1
Economic Factors, Investment Vehicles & Market Fundamentals
Sept. 15 - 20Thursday: Economics, market concepts, securities characteristics & calculations
130-Question diagnostic exam before Tuesday class
Economic indicators, business cycles, monetary & fiscal policy
Federal Reserve operations, inflation, and interest rate sensitivity
Primary vs. secondary markets, equities vs. debt fundamentals
W2
Investment Vehicles & Investment Risk
Sept. 22 - 27Thursday: Equity, debt, funds, alternatives, insurance products & risk
Common and preferred stock characteristics
Corporate, municipal, and government bonds; bond pricing & yields
Mutual funds, closed-end funds, ETFs, UITs, and REITs
Options fundamentals, variable annuities, and alternative investments
W3
Client Recommendations & Strategies - Part I
Sept. 29 - Oct. 4Thursday: Client profiles, objectives, suitability & portfolio concepts
Client financial profiles, balance sheets, and tax status
Investment objectives: capital preservation, income, growth, speculation
Modern Portfolio Theory, Alpha, Beta, and Standard Deviation
Systematic vs. unsystematic risk and asset allocation strategies
W4
Client Recommendations & Strategies - Part II
Oct. 6 - 11Thursday: Retirement, taxation, estate planning & portfolio management
Strategic vs. tactical allocation, dollar-cost averaging, and rebalancing
Retirement accounts: Traditional IRAs, Roth IRAs, 401(k)s, Defined Benefit
Tax considerations: Capital gains/losses, cost basis, and FIFO rules
Estate planning: Trusts, wills, beneficiaries, and gifting rules
W5
Laws, Regulations & Investment Adviser Registration - Part I
Oct. 13 - 18Thursday: Federal/state regulation, IA/IAR registration & securities registration
The Uniform Securities Act (USA) and state jurisdiction
The 'ABC' Test: Advice, Business, and Compensation
Federal Covered Advisers (SEC vs. State registration thresholds)
Exemptions, exclusions, and the de minimis / snowbird rule
W6
Laws, Regulations & Ethical Practices - Part II
Oct. 20 - 25Thursday: Fiduciary duty, prohibited practices, custody, advertising & ethics
Fiduciary responsibility and conflict of interest disclosures
Form ADV Parts 1 & 2 (Brochure Rule) delivery requirements
Custody rules, discretionary authority, and advisory contract terms
Unethical practices, insider trading, fraud, and Administrator enforcement powers
W7
Full-Length Simulated Series 65 Exam
Oct. 27 - Nov. 1Thursday: Final review, missed-question analysis & exam-day strategy
Tuesday: Full-length timed 130-question simulated exam (Target 80%+)
Wednesday: 60-90 minute deep missed-question review
Thursday 11:00 AM - 12:00 PM: Comprehensive live strategy & final Q&A
Targeted final sprint: 25-50 weak-topic questions daily before testing
Series 65 Readiness Criteria (Target 80%+)
Prior to taking the real exam, your Quantix Dashboard monitors these key learning indicators:
80%+ on Simulation
Full-length timed simulated exam benchmark.
Regulatory Mastery
Uniform Securities Act definitions & exemptions.
Scenario Application
Client suitability & ethical prohibited acts.
Join the Next Series 65 Cohort
Secure your seat for the 7-week program starting Tuesday, September 15, 2026. $397 flat with course access until you pass.